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Report

Uplisting to US stock exchanges: Key D&O considerations for mining companies

Uplisting to US stock exchanges can be a strategic move for Canadian mining companies, but brings significant new risks to manage.

The US stock market exposes directors and officers (D&O) to heightened scrutiny and accountability, elevating the risk of personal liability under securities laws and enforcement. To safeguard your organization and its leadership, this environment requires proactive risk management focused on compliance, enhanced internal controls, and robust insurance programs.

Why are mining companies uplisting to US stock exchanges?

  • To access deeper pools of capital
  • To increase liquidity for shareholders
  • To enhance their corporate credibility and reputation

What will you learn from this report?

  • The strategic benefits and opportunities of uplisting to US stock markets
  • New exposures and regulatory challenges for D&O
  • Practical risk mitigation strategies tailored for mining companies
  • Key considerations for designing effective insurance programs to protect your D&O

See how mining companies like yours are using D&O insurance to manage risk and accelerate growth.

Report

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See how mining companies like yours are using D&O insurance to manage risk and accelerate growth.

Our people:

Emma Scully

Vice President, FINPRO Canada

Catherine Richmond

Managing Director, FINPRO Canada