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Markets in Financial Instruments Directive: Why Compliance Should be an Ongoing Exercise for Firms


One year after Markets in Financial Instruments Directive (MiFID II) took effect, enforcement of the revised Directive could increase considerably in 2019. And with some of MiFID II’s rules open to interpretation, inadvertent non compliance maybe a real risk for some firms.

Marsh, in association with Dechert LLP, has produced this latest insight which outlines how some of MiFID II’s changes might bite and why it is important for companies to continue to strive to comply with the provisions of MiFID II.